📑 THE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Co ...
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📑 Miryco Consultants are working with a global leading asset manager to hire a Compliance Specialist to join their Advisory function. This is an exciting opportunity for compliance professionals with experience in the investment industry and a strong understanding of investment platforms regulations to join an industry-leading team.Responsibilities:P ...
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📑 Vice President ComplianceInvestment BankingLondon – Up to £100,000Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer.Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and they are looking ...
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📑 Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Key Responsibilities:Support the delivery of the compliance plan including advisory, monitoring, ...
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📑 Be an integral part of the Commodities and Global Markets Business Compliance team, in London as a Senior Compliance Manager.You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities. Who are they?They are a global financial services group operating in 34 markets and ...
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📑 Are you passionate about ensuring regulatory compliance within the financial industry? Do you thrive in a dynamic environment where you can make a tangible impact? If so, we have an exciting opportunity for you to join the Compliance Team of a fantastic Investment Management organisation !Main Purpose of the Role: As a key member of our Compliance ...
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📑 Firm: Top 20 FirmWorkload: Compliance & AdvisoryLocation: City of LondonSalary: £45-55KBenefits: Private medical, hybrid working, profit sharing scheme Are you a Corporate Tax Senior seeking to join prestigious Top 20 firm? Are you keen to work of a diverse portfolio, carrying out both advisory and compliance services? Would you like the opportunit ...
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📑 Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a current account and credit ...
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📑 I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and undertake the ...
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📑 I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and undertake the ...
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📑 Our client is an award-winning Professional Services firm and is currently experiencing huge growth in the business. They offer great benefits and access to flexible working, as well as being highly entrepreneurial, with a focus on diversity and inclusion. There are also fantastic opportunities for progression within the firm. The role To lead the ...
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📑 Our Client, a leading mid-market M&A firm specialising in growth equity, debt advisory and corporate finance services, is looking for a Compliance & Risk Monitoring Executive to join their team. The role will be vital in assisting the Head of Compliance in providing an effective second line of defence and in delivering the Compliance Plan.Responsib ...
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📑 Corporate Tax Assistant Manager£65,000 + bonus & benefitsLondon, hybrid working model with 3 office daysA specialist, UK-headquartered financial services consultancy business is recruiting an ambitious Assistant Tax Manager to join their high-performing team in the City of London. Reporting to the Senior Corporate Tax Manager, the successful candid ...
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📑 Corporate Tax Assistant Manager£65,000 + bonus & benefitsLondon, hybrid working model with 3 office daysA specialist, UK-headquartered financial services consultancy business is recruiting an ambitious Assistant Tax Manager to join their high-performing team in the City of London. Reporting to the Senior Corporate Tax Manager, the successful candid ...
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📑 - - ( ) - £, The Consultancy Group are partnered with a Financial Services company looking to hire a VAT Accountant on a 9 Month FTC. :- VAT Accountant 6-9 Month FTC opportunity- Focus preparing the UK VAT returns- Ensuring all compliance is carried out with HMRC- Ad-hoc Advisory projects and MTD- Supporting the Tax and wider Finance U ...
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📑 A growing alternative fund with excellent market reputation are looking for a senior compliance officer with 8+ years experience.This candidate must have excellent stakeholder skills and ideally a very proactive approach.Key Responsibilities:Ongoing advisory to the UK businessOversight and escalation point for monitoring, wall crossing and due dili ...
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📑 Ref: 36228Our client are seeking an enthusiastic Compliance Manager to advise on policy across the Investment management business. The ideal candidate will have in-depth experience on regulatory matters involving Investments and financial crime and will have experience implementing strategies and policies into the business. <br ...
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📑 Banking London – Up to £110,000 + bonus <span style= ...
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📑 Ref: 36228Our client are seeking an enthusiastic Compliance Manager to advise on policy across the Investment management business. The ideal candidate will have in-depth experience on regulatory matters involving Investments and financial crime and will have experience implementing strategies and policies into the business. The role- Reviewing of c ...
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📑 Banking London – Up to £110,000 + bonus Our Banking client has mandated Gresham Hunt to find a new Compliance Advisory Manager. This is an exciting opportunity for an SME to establish themselves within a Tier 1 bank with a truly global reach. Our client is one of the largest banks in the world, with offices in multiple ...
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📑 Who is HSBC Innovation Banking? HSBC Innovation Banking is thepower behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology a ...
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📑 Who is HSBC Innovation Banking? HSBC Innovation Banking is thepower behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the te ...
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📑 Who is HSBC Innovation Banking? HSBC Innovation Banking is the power behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology a ...
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📑 Who is HSBC Innovation Banking? HSBC Innovation Banking is thepower behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the te ...
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📑 Who is HSBC Innovation Banking? HSBC Innovation Banking is thepower behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology a ...
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📑 THE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the de ...
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📑 THE COMPANY:.Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis.THE RESPONSIBILITIES:Support the design and development of the UK entity CASS control frameworkAssist in the development and maintenance of a strong culture of controlsWork with th ...
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📑 THE COMPANY: Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. THE RESPONSIBILITIES:Act as a subject matter expert in Regulatory Affairs.Maintain an effective, professional and proactive relationship with UK regulators and assist the ...
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📑 THE COMPANY:Our client is a International bank based in the West End. They are looking for a Financial Crime Manager to join their growing team.THE RESPONSIBILITIES:To manage the implementation and continuing enhancement of the bank’s Financial Crime Compliance Operations.To manage the implementation of the bank’s Financial Crime Compliance Monitor ...
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📑 THE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata r ...
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📑 THE COMPANY:Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC.THE RESPONSIBILITIES:To lead, develop and manage the operational & regulatory support team.To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation ...
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📑 THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services.THE RESPONSIBILITIES:Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.Keep abreast of development ...
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📑 LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of bankin ...
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📑 Our client, a leading Global Bank, is growing one of their Commercial/Corporate Banking teams. They are looking to hire a Director with strong network and previous experience of covering corporate clients in Poland.Position: Corporate Banking - Director - CEE/Poland CoverageCoverage: CEE/PolandLocation: London/PragueAbout the role:The position is p ...
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📑 Key Responsibilities:Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing teamThe firms Compliance Manager (CM) will support the Head of Risk andCompliance with business compliance advisory, conflicts management,Running the firm’s 2LODtesting & monitoring programme.The CM will also support ...
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📑 Key Responsibilities:Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing teamThe firms Compliance Manager (CM) will support the Head of Risk andCompliance with business compliance advisory, conflicts management,Running the firm’s 2LODtesting & monitoring programme.The CM will also support ...
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📑 A leading global Hedge Fund are looking to make a key Compliance hire. The firm have achieved excellent performance and they continue to rapidly expand, growing in both headcount and AUM.The role offers the opportunity to join a highly prestigious hedge fund that has very low attrition -they offer a) market leading compensation packages, b) incredi ...
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📑 Compliance Advisory Business Area: Group General Counsel Place of Work: London Contract Type: Permanent When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real ...
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📑 Compliance Advisory Business Area: Group General Counsel Place of Work: London Contract Type: Permanent When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate closely with a wi ...
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📑 About the role In your role as Compliance Advisory you will make a meaningful and valued contribution from the outset. This role will provide a great opportunity to assist with a range of compliance matters, including managing compliance systems, and both Public Markets and Private Markets advisory. As Compliance Advisory, you will work to Administ ...
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📑 J Posted byRecruiter About the role In your role aspliance Advisory you will make a meaningful and valued contribution from the outset. This role will provide a great opportunity to assist with a range ofpliance matters, including managingpliance systems, and both Public Markets and Private Markets advisory. A ...
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📑 Compliance Advisory London £100,000 - £120,000 Job type: Permanent Sector: Financial Services Job reference: NE41382 Apply for this job My client is a global financial services firm. Role Overview: My client is seeking a Markets Advisory Compliance Officer to provide second-line oversight of the Capital Markets Busines ...
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📑 Compliance Business Partner / Senior Compliance Analyst - £85K DOE – London - HybridI am currently looking for an experienced Compliance Business Partner to join an exciting independent broker! This company has seen significant growth over recent years and is currently in a large acquisition phase.This position would suit someone who has at least 5 ...
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📑 Compliance Business Partner / Senior Compliance Analyst - £85K DOE – London - HybridI am currently looking for an experienced Compliance Business Partner to join an exciting independent broker! This company has seen significant growth over recent years and is currently in a large acquisition phase.This position would suit someone who has at least 5 ...
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📑 Exciting Opportunity: Join a Fabulous Team at One of the Largest and Most Well-Known Investment BanksAs an AVP Conduct & Compliance in Conduct & Compliance, your primary responsibility is to execute and deliver all audit engagements assigned by the Chief Auditor and Heads of Audit. You'll support the Head of Audit and Senior Audit Managers in t ...
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📑 THE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Co ...
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📑 THE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Co ...
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📑 Verian works with clients around the world, providing evidence, insights and advisory services to inspire the next generation of public policy and programmes. We work at the intersection of data, technology, and human understanding. With permanent fully staffed offices in 17 countries, our 850 specialist consultants and researchers advise governmen ...
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📑 Junior Investment Advisor, Bulge Bracket Global Wealth Manager, London, UKOur client, a Bulge Bracket Global Wealth Manager is looking to onboard an individual to their Investment Advisory Team in LondonIdeal candidates will arrive from top tier Private Banking institutionsThe successful candidate will undertake an array of tasks, both technical an ...
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📑 The CompanyGraff Search are delighted to be partnering with this leading business law firm in London in the search for an experienced Risk & Compliance Officer with sound knowledge of SRA regulations.This organisation has been in operation for over 3 decades and specialise in both legal and business advisory services across a number of Financial Se ...
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